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Wells Fargo Investigation into Bias against Women

Wells Fargo for the last few months investigated a gender bias against senior female leaders in its...

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WEF Future of Jobs Report 2018… is your job safe from AI?

The World Economic Forum just published a 175 page report on the future of jobs (a follow-up...

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Warburg Pincus invests $100m in Canadian compliance supply chain data management software firm

Who says compliance is boring… combine compliance and regulatory issues with technology and software solutions and you...

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Facebook data breach lets hackers control 50 million accounts

Facebook announced that hackers had used a weakness in Facebook’s code regarding its “view as” feature this...

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GAM CCO steps down two months after joining the firm from the FSA

Natalie Baylis two months after joining Swiss alt asset manager GAM from the UK’s Financial Conduct Authority...

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Compliance 101 – Uber has to pay $148 million for its 2016 data breach/coverup

Compliance 101 – Uber has to pay $148 million for its 2016 data breach/coverup

Hackers in 2016 stole personal data for tens of millions of Uber users (and also drivers). Uber...

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GDPR Data Protection

The EU’s GDPR and how it affects data privacy and investment management/technology

The General Data Protection Regulation is the most sweeping global change on data privacy in twenty years....

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Apple and Goldman Sachs team up on new credit card in competitive mobile payment space

Apple and Goldman Sachs team up on new credit card in competitive mobile payment space

According to the Wall Street Journal, Apple and Goldman Sachs will jointly offer a consumer credit card,...

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SEC hands out $90 million to whistleblowers in April 2018 alone

Since issuing its first award in 2012, the SEC has awarded more than $266 million to 55...

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SEC Standard of Conduct for Inv Pros

Dalia Blass, who last September was named the SEC’s head of investment management (David Blass, her husband,...

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