Facebook data breach lets hackers control 50 million accounts
Facebook announced that hackers had used a weakness in Facebook’s code regarding its “view as” feature this...
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GAM CCO steps down two months after joining the firm from the FSA
Natalie Baylis two months after joining Swiss alt asset manager GAM from the UK’s Financial Conduct Authority...
Compliance 101 – Uber has to pay $148 million for its 2016 data breach/coverup
Hackers in 2016 stole personal data for tens of millions of Uber users (and also drivers). Uber...
The EU’s GDPR and how it affects data privacy and investment management/technology
The General Data Protection Regulation is the most sweeping global change on data privacy in twenty years....
Apple and Goldman Sachs team up on new credit card in competitive mobile payment space
According to the Wall Street Journal, Apple and Goldman Sachs will jointly offer a consumer credit card,...
SEC hands out $90 million to whistleblowers in April 2018 alone
Since issuing its first award in 2012, the SEC has awarded more than $266 million to 55...
SEC Standard of Conduct for Inv Pros
Dalia Blass, who last September was named the SEC’s head of investment management (David Blass, her husband,...
SEC fines Yahoo (aka Altaba) $35 million for failing to disclose massive cybersecurity breach
Russian hackers in late 2014 stole Yahoo’s “crown jewels”, hundreds of millions of usernames, emails, phone numbers,...
The regulatory case and example of Wells Fargo
Over $4 billion set aside for the fake account and MBS issues post-crisis, another billion today in...
Delay for AIFMD third-country passport extension
It looks like the EU will hold off on AIFMD third-country passport extensions until Brexit develops a...
