September 2018 - The Standard Hotel, New York, NY

Women in Compliance
Leadership and Innovation in Compliance, Risk, and Data

Hosted with

Event Description

Women in Compliance is full day conference and workshop for (female) executives in compliance, risk, data, and technology. While the focus is on investment management, the workshops and panels also feature insights and case studies from other industries to address some of the universal challenges and opportunities.

The setting and layout of The Penthouse at The Standard in NYC facilitates an intimate gathering for around 50-60 executives, mixing broader panel discussions with guided workshops addressing specific team and company challenges and how to resolve them.

Interactive topics include female leadership in compliance, risk and data; tech deep dives into AI, blockchain, cybersecurity; empowering and mentoring the next generation of leaders, culture and conduct, new global regulatory developments, and more.

Sponsored by:

LOCATION

The Standard, East Village

logo-the-standard-hotel-nyc

25 Cooper Square, East Village
New York, NY 10003

Event Speakers

Alyssa Albertelli

ALYSSA ALBERTELLI

Head of Ethics
Fidelity Investments
Karen Barr, President and CEO, Investment Adviser Association

KAREN BARR

President and CEO
Investment Adviser Association
csi-women-in-compliance-LISA-bloomberg-01

LISA BLOOMBERG

Principal Director
Accenture
Jennifer Cassedy

JENNIFER CASSEDY

Chief Compliance Officer
BNY Mellon AMNA
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LEIGH EMERY

Chief Compliance Officer
Dynasty Financial Partners
csi-women-in-compliance-SHRUTI-01

SHRUTI GANGULY

Filmmaker
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Jacqueline Hallihan, Executive Director, Ascendant Compliance Management

JACQUELINE HALLIHAN

Executive Director
Ascendant Compliance Management
Deborah Kaback

DEBORAH KABACK

MD and Chief Legal Officer
Oppenheimer Asset Management Inc
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REBEKAH LETCH

Co-Founder and Executive Vice-President of Product Development & Design
Radha Beauty
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ROSA LICEA-MAILLOUX

Fund CCO, SVP, Deputy General Counsel
Natixis Investment Managers
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TERENCE MILLS

CEO
Ai.io
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MICHELLE NEUFELD

EVP, Head of Compliance and Operational Risk FIG
Wells Fargo
Diane Ripstein

DIANE RIPSTEIN, M.Ed.

Executive Coach, Communications Expert
csi-women-in-compliance-pam-norley-02

PAM NORLEY

President
Fidelity Charitable
Neshie Tiwari, Chief Compliance Officer; Counsel at Ellevest, Inc.

NESHIE TIWARI

Chief Compliance Officer and Counsel
Ellevest, Inc.
Jeanette Turner, Chief Regulatory Officer, Compliance Solutions Strategies

JEANETTE TURNER

Chief Regulatory Officer
Compliance Solutions Strategies
csi-women-in-compliance-linda-wondrack-01

LINDA WONDRACK

Head of Compliance
Advice Solutions
csi-women-in-compliance-venitia-woo-01

VENETIA WOO

Principal Director - North American Regulatory Strategy Lead
Accenture

Steering Committe

csi-women-in-compliance-linda-wondrack-01

LINDA WONDRACK

Chief Compliance Officer
Fidelity Asset Management
Donna Daniels

DONNA DANIELS

Executive Director
Ernst & Young
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ROSA LICEA-MAILOUX

Fund CCO, SVP, Deputy General Counsel
Natixis Investment Managers
Women in Compliance - Susan Robinson

SUSAN ROBINSON

Partner, Advisory
Ernst and Young
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